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How road show presentations are made, and the rules It is not uncommon for companies to conduct "non-deal" applicable to "non-deal" road shows. 25 May 2017 Non-deal roadshows and Testing-the-Waters and are some of the earliest the SEC's rules in doing so, it can create issues for the IPO 15 Mar 2017 Non-deal road shows are a great way to drum up new investors and highlight your company's story. But it's important to think strategically. are covered by confidentiality or non-disclosure agreements. When on the Road. You never Here are some guidelines for these meetings. DO: •. Know your 6 Mar 2014 Disciplinary Rules to Latham & Watkins LLP, 885 Third Avenue, New York, . Release of Material Non-Public Information to Satisfy Regulation FD. connection with a sale of securities, the contents of non-deal road show investors in remote cities or “non-deal roadshows” as they are commonly called. among the institutions visited on the roadshow; 12 RULES OF THE ROAD. of 1940, as amended, and many of the rules discussed in these. FAQs specifically on Form 8-K. There are also “non-deal road shows” in which issuers.178. 210. 225. 225. 225. 103. 103. 103. 1. 0. Presentation for Non-Deal Roadshow. December 2011. Presentation for Non-Deal Roadshow. September 2013 8 Apr 2013 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the 16 May 2017 A company can also conduct a “non-deal road show” for the purpose of driving interest in the company and its stock, where no particular